ASIC Compliance
The RG146 Accreditation programs offered by Kaplan Professional are:
Tier 1 Compliance Solution
Includes a three-part course for Tier 1 financial advisers and planners to meet the requirements set out in RG146
Tier 2 Compliance Solution
This is a two-step (study and assessment) program for financial advisers who need specialised accreditation to meet the requirements set out in RG146
RG146 Assessment and Gap Training Program
Developed to assess advisers on the knowledge and skills requirements of RG146, taking into account their specific areas of responsibility, with the intention of filling any gaps and enabling them to achieve compliance.
RG146 Needs Analysis
Developed to assess, individually, the extent to which advisers meet the competency requirements of RG146.
RG146 Workplace Skills Assessments
A comprehensive range of assessments that test how well you can apply your financial services knowledge to practical work scenarios.
SMSF Accountants Assessment (PDF)
Many accountants possess the required knowledge and skills in providing advice on SMSFs. Such advisers will not need to undertake lengthy courses, but will simply need to complete an assessment to demonstrate their competence. This solution is only available to accountants with 5 years relevant experience in the last 8.
Vocational Education
An alternative way to achieve compliance in particular advice areas is to undertake one of Kaplan Professionals training package award courses: Diploma of Financial Services (Financial Planning) and Diploma of Financial Services - financial markets pathway